Introductie
Make more of your expert knowledge of financial services regulatory compliance in this highly visible role of Compliance Officer at a dynamic, global in-house asset management company.
Organisatie
Our client is an asset manager for pension funds and insurance companies, operating under a Dutch AIFM licence including MiFID II services. It’s a dynamic, global environment with clients in different countries and more than 160 professionals. They are licensed as a fund manager and provide portfolio services. Continuous change in the financial markets and in financial regulations make this a professionally challenging place to work – regulations and Compliance are at the very top of the agenda.
As part of the Legal & Compliance department, you’ll work alongside six legal counsel, and an Assistant Compliance Officer to provide timely, cost-effective, high quality legal and compliance advice.
As part of the Legal & Compliance department, you’ll work alongside six legal counsel, and an Assistant Compliance Officer to provide timely, cost-effective, high quality legal and compliance advice.
Functie
This is a visible and vital role, with great opportunities to work independently and plenty of exposure. They will entrust you with full responsibility for the Compliance & Regulatory framework. You’ll provide respected advice and support on anything from the companies’ status as a financial regulated entity, on its pension fund and insurance clients and on the investments made on their behalf.
Functie-eisen
You’re either an experienced compliance officer with relevant legal and compliance qualifications (e.g. NCI certified) or, over time, you’ve acquired equivalent professional experience.
We’re keen to hear from professionals with deep understanding of current Dutch and international regulatory developments and expert knowledge of financial services legislation in relation to asset management and pension funds. Experience with the main financial laws and regulations (Dutch Financial Supervision Act (Wft), MiFID II, EMIR, MAD/MAR, AIFMD) is preferred.
Beyond that, your CV should include as many of the following as possible:
• Experience in risk management and implementing and monitoring of compliance culture, systems and controls.
• A proven ability to clearly explain and present regulatory compliance risks to senior management.
• Resilience and strength of character; you’ll need to be confident challenging and influencing senior leaders.
• Excellent written and verbal communication skills in Dutch and English.
• Success in cultivating positive working partnerships with clients and stakeholders.
We’re keen to hear from professionals with deep understanding of current Dutch and international regulatory developments and expert knowledge of financial services legislation in relation to asset management and pension funds. Experience with the main financial laws and regulations (Dutch Financial Supervision Act (Wft), MiFID II, EMIR, MAD/MAR, AIFMD) is preferred.
Beyond that, your CV should include as many of the following as possible:
• Experience in risk management and implementing and monitoring of compliance culture, systems and controls.
• A proven ability to clearly explain and present regulatory compliance risks to senior management.
• Resilience and strength of character; you’ll need to be confident challenging and influencing senior leaders.
• Excellent written and verbal communication skills in Dutch and English.
• Success in cultivating positive working partnerships with clients and stakeholders.
Inlichtingen
Interested? Do not hesitate to send us your resume at www.hddn.nl.
Sollicitatie
More information? Contact Inèz den Nijs by phone: + 31 6 26 40 62 41 / email: idennijs@hddn.nl.